（TRANSLATION）
（FOR REFERENCE ONLY）
（JAPANESE VERSION PREVAILS）

Suitability Check Policy for Transactions of Risk Products

March 2014
Sony Bank Inc.

The Company has defined the investment purposes and fund characteristics suitable for each type of financial products involving a risk of loss of principal, including foreign currency deposits, investment funds and FX transactions.

The Company will check whether the product you wish to trade is suitable for you in light of your investment purposes registered in “Customer Card” and your fund characteristics provided to the Company when you apply for a transaction.

If the product you wish to trade is not suitable in light of your investment purposes or fund characteristics, etc., your application for the product will not be accepted.

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